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Buying power & margin

FINRA maintenance-margin rules for shorts, spreads, and condors.

Short option positions tie up buying power as margin. The simulator models FINRA-style maintenance-margin rules so your available capital behaves like a real margin account.

Available buying power

Your available buying power is the cash in the account, less the margin currently reserved against open and pending short positions:

available_BP = (deposits − withdrawals + credits − debits − fees) − maintenance_margin

Before any order is accepted, the simulator projects your buying power including all existing pending orders plus the new one. If the result would go negative, the order is rejected on the spot. The same projection is returned as a buying-power preview on the order ticket, broken into the change in margin and the change in available buying power.

Maintenance margin by position type

Position type Margin requirement
Naked short option strike × 20% × quantity × 100
Vertical spread (credit) spread width × quantity × 100
Iron condor max(call-side margin, put-side margin) — not the sum
Covered position (long leg covers the short) Zero additional margin

A few consequences worth internalizing:

  • Naked shorts are expensive. A single short at a 5950 strike reserves 5950 × 0.20 × 100 = $119,000. To trade them you need a large starting capital — or trade defined-risk spreads instead.
  • Defined-risk spreads are cheap. A debit vertical needs no maintenance margin at all: the long leg fully covers the short. A credit vertical reserves only the spread width.
  • Iron condors don't double up. Because the underlying can't be below the put spread and above the call spread at the same time, only the larger side's margin is reserved.

Pending orders reserve margin too

When you place a pending limit or stop order that would open a short, its projected margin is reserved immediately — so your buying power reflects the commitment before the order fills. Cancel the order before it fills and the reserved margin is released.

Starting capital

When you create a simulation you choose a starting capital. Pick enough to support the strategies you want to test: naked shorts need hundreds of thousands of dollars of margin, while spreads and condors are viable on far less. (Backtests are different: they always run with a fixed $100,000 starting capital so results stay comparable across strategies.)